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3351 Post Road First Floor, Warwick, RI 02886 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-06 |
| NE | RA | APPROVED | 2023-08-24 |
| FL | RA | APPROVED | 2023-08-23 |
| TX | RA | APPROVED_RES | 2023-03-28 |
| RI | RA | APPROVED | 2022-11-01 |
Branch Locations
3351 Post Road First Floor, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | North Kingstown | RI | 06/1996 | 06/2024 |
| Old Forge Wealth Management, Llc | North Kingstown | RI | 09/2022 | Present |
1. 10/20/04 - NON-VARIABLE INSURANCE - INV RELATED - At Reported Business Location(s) 2. 4/15/08 - Notary - VALUE ADDED SERVICE - NOT INVESTMENT RELATED - NORTH KINGSTOWN, RI. 3. 12/23/11 - REAL ESTATE RENTAL - PERSONAL ASSET - INVESTMENT RELATED - 2% OF TIME SPENT - URUGUAY. 4. 9/10/19 - Dogwood Properties, LLC - Investment related - Fleming Ln, Lubec, ME - Real Estate Rental - start date:10/15/2019 - 1 hr/mo - 0 hrs during trading. 5. 9/10/19 - Dogwood Properties, LLC - Investment related - Bar Road, Lubec, ME - Real Estate Rental - start date:10/15/2019 - 1 hr/mo - 0 hrs during trading. 6. 10/9/20 - LTCI Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/24/2020 - 5 Hours Per Month/3 Hours During Securities Trading 7. 11/12/20 - Art Jetter & Company - Insurance Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/25/20 - 3 Hours A Month During Securities Trading. 8. 6/3/26 - Ownership of Building Old Forge Operates In - Rental Income - Investment Related - Post Rd, Warwick, RI - 0 hr/mo - Second Floor Apartment Rental 9. 04/22/2025 - Dogwood Labradors - Dog Breeding Business - Non-Investment Related - North Kingstown, RI 02852 - 0 hr/mo 10. 04/22/2025 - Trout Estate Trustee - Family Farm Ownership, Includes Managing Two Schwab Accounts, no advisory fee - Portsmouth RI 02871 - 20% ownership - 8 hr/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-13 |
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