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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-10-07
  • UT RA
    APPROVED
    Since 2025-10-07

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Stansbury Park, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Sacramento CA 01/2011 10/2020
U.S. Bancorp Investments, Inc. Sacramento CA 03/2011 10/2020
Cuna Mutual Group Waverly IA 10/2020 05/2022
Cuna Brokerage Services Inc. Waverly IA 10/2020 05/2022
Lpl Financial Llc Stansbury Park UT 05/2022 09/2025
Cuna Brokerage Services, Inc Waverly IA 01/2024 02/2024
Cetera Investment Advisers Llc Schaumburg, IL 09/2025 Present
Cetera Investment Services Llc St Cloud MN 09/2025 Present
  • 01/2011 → 10/2020
    U.S. Bank
    Sacramento, CA
  • 03/2011 → 10/2020
    U.S. Bancorp Investments, Inc.
    Sacramento, CA
  • 10/2020 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 10/2020 → 05/2022
    Cuna Brokerage Services Inc.
    Waverly, IA
  • 05/2022 → 09/2025
    Stansbury Park, UT
  • 01/2024 → 02/2024
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 09/2025 → Present
    Schaumburg,, IL
  • 09/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2022-05-18 → 2025-09-26
    San Diego, CA
    Stansbury Park, UT
    Fort Worth, TX
    Stansbury Park, UT
  • 2020-11-06 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Cottonwood Heights, UT
    Stansbury Park, UT
    Fort Worth, TX
    Roseville, CA
  • 2007-10-19 → 2010-12-06
    Comerica Securities
    Dallas, TX
    Houston, TX
    Houston, TX
    Dallas, TX
  • 2004-04-27 → 2007-10-01
    Wells Fargo Investments, Llc
    Roy, UT
    West Valley City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    St. George, UT
    Sandy, UT
    Ogden, UT
    Bountiful, UT
    Cedar City, UT
    Logan, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Park City, UT
    Murray, UT
    Pleasant Grove, UT
    Spanish Fork, UT
    Clearfield, UT
    Nephi, UT
    Salt Lake City, UT
    Draper, UT
    Vernal, UT
    Ogden, UT
    Murray, UT
    Delta, UT
    Layton, UT
    Salt Lake City, UT
    Orem, UT
    Bountiful, UT
    West Jordan, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Orem, UT
    Richfield, UT
    West Jordan, UT
    West Jordan, UT
    Provo, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Provo, UT
    Lehi, UT
    Heber City, UT
    Provo, UT
    Tooele, UT
    Kearns, UT
    Centerville, UT
    Salt Lake City, UT
    Cedar City, UT
    Hurricane, UT
    Midvale, UT
    American Fork, UT
    Magna, UT
    Ogden, UT
    Salt Lake City, UT
    Sandy, UT
    Salt Lake City, UT
  • 1998-05-12 → 2004-04-14
    Banc Of America Investment Services, Inc.
    Newport Beach, CA
Other Businesses

BODYWORKS CHIROPRACTIC, 50% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-30
S63 Uniform Securities Agent State Law Examination 1989-10-13
  • S65 Uniform Investment Adviser Law Examination
    1997-10-30
  • S63 Uniform Securities Agent State Law Examination
    1989-10-13
Other Names
  • Barry Gale Brundage
  • Barry Brundage

View on SEC IAPD

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