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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-16 |
| VT | RA | APPROVED | 2024-08-06 |
| DE | RA | APPROVED | 2024-07-25 |
| RI | RA | APPROVED | 2022-01-12 |
| NY | RA | APPROVED | 2021-04-16 |
| VA | RA | APPROVED | 2012-06-04 |
| PA | RA | APPROVED | 2011-04-05 |
| CT | RA | APPROVED | 2010-06-14 |
| NC | RA | APPROVED | 2009-04-07 |
| MD | RA | APPROVED | 2004-03-30 |
| FL | RA | APPROVED | 2003-01-22 |
| NJ | RA | APPROVED | 2003-01-16 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Hawroth, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Guardian Life Insurance Co. Of America | New York | NY | 04/1989 | Present |
| Guardian Life Insurance Company | Hawroth | NJ | 06/2024 | Present |
| Park Avenue Securities Llc | Hawroth | NJ | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-20 |
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