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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-20
NM RA APPROVED 2013-11-14
  • TX RA
    APPROVED_RES
    Since 2015-02-20
  • NM RA
    APPROVED
    Since 2013-11-14

Branch Locations

8333 Montgomery Blvd Ne, Albuquerque, NM 87109 • United States

1800 Eubank Blvd Ne, Albuquerque, NM 87112 • United States

8100 Wyoming Blvd Ne, Albuquerque, NM 87113 • United States

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

3022 Central Ave Se, Albuquerque, NM 87106 • United States

6000 Menaul Blvd Ne, Albuquerque, NM 87110 • United States

11199 Montgomery Blvd Ne, Albuquerque, NM 87111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Albuquerque NM 10/2013 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-08
S63 Uniform Securities Agent State Law Examination 1998-02-26
  • S66 Uniform Combined State Law Examination
    2013-11-08
  • S63 Uniform Securities Agent State Law Examination
    1998-02-26
Other Names
  • Michael Pope
  • Michael Ralph Pope
  • Mike Pope
  • Michael R Pope

View on SEC IAPD

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