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1287 Post Road, Warwick, RI 02888 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-03-12 |
| RI | RA | APPROVED | 2015-03-11 |
Branch Locations
1287 Post Road, Warwick, RI 02888 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 1996-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Retirement Planning Company Of Ne | Providence | RI | 09/1996 | Present |
| Mystic Asset Management | Warwick | RI | 10/2012 | Present |
| Institutional Securities Corp | Dallas | TX | 02/2015 | Present |
1)Route One Properties, LLC (non-investment related), 1287 Post Rd, Warwick, RI; Partner, Real Estate Ownership/operations, Started 6/1/03; 3 hr/week, not during securities trading hours. 2)Mystic Asset Management, Inc. 1287 Post Road, Warwick, RI 02888; investment related, started: 10/01/02; portfolio Manager, devotes 15 hrs/week all during trading hours. 3)The Retirement Planning Company of New England, Warwick, RI, investment related, Senior Partner, Investment Advisor Representative since 9/1996. 4) Investment Property, East Greenwich, North Smithfield and Narragansett, RI and a time share at Attitash Mountain Village in Bartlett, NH, not investment related, address is 2415 Division Road East Greenwich, RI, 10 Marian Ave. Narragansett, RI and 484 Black Plain Road North Smithfield, RI, Attitash Mountain Village, Bartlett, NH, Rental Properties, Owner of all properties, 5 hours devoted per month with 1 hour during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-21 |
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