Joseph Muniz

Current Employers

Employment History

• 05/2003 → 07/2018
  American United Life
  Baton Rouge, LA
• 05/2003 → 07/2018
  Oneamerica Securities, Inc
  Baton Rouge, LA
• 07/2018 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2013 → Present
  J Muniz Financial Advisory Services, Llc
  Baton Rouge, LA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-08-26 → 2018-07-12
  Oneamerica Securities, Inc.
  Pittsburgh, PA
  Bossier City, LA
  Opelousas, LA
  Thibodaux, LA
  Mission, TX
  Greenville, AL
  Covington, LA
  Mandeville, LA
  Houma, LA
  Bush, LA
  Metairie, LA
  Keithville, LA
  Mandeville, LA
  New Roads, LA
  Springhill, LA
  Linthicum Heights, MD
  Slidell, LA
  Lafayette, LA
  Flowood, MS
  Ponchatoula, LA
  Mobile, AL
  Baton Rouge, LA
  Birmingham, AL
  Thibodaux, LA
  Scottsdale, AZ
  Lafayette, LA
  Hattiesburg, MS
  Philadelphia, MS
  Carthage, MS
  Liberty, MS
  Mccomb, MS
  Brandon, MS
  Baton Rouge, LA
  Opelika, AL
  Hammond, LA
  Baton Rouge, LA
  Harahan, LA
  Gadsden, AL
  Hammond, LA
  Prairieville, LA
  Collierville, TN
  Baton Rouge, LA
  Prairieville, LA
  Metairie, LA
  Auburn, AL
  Auburn, AL
  Sarasota, FL
  Collierville, TN
  Baton Rouge, LA
  Baton Rouge, LA
  Olney, MD
  New Iberia, LA
  Thibodaux, LA
  Memphis, TN
  Shreveport, LA
  Thibodaux, LA
  Bossier City, LA
• 2002-10-02 → 2003-05-08
  Msi Financial Services, Inc.
  Baton Rouge, LA

Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 6/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE. (2) J MUNIZ FINANCIAL ADVISORY SERVICES, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, LLC, STARTED 03/2013, OWNER LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR TAX PURPOSES. (3) NAME OF OTHER BUSINESS: HORIZON FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ; START DATE: 11/2019 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND FINANCIAL ADVISORY ACTIVITIES ; (4) NAME OF OTHER BUSINESS: PELICAN FINANCIAL NETWORK ; INVESTMENT RELATED: NO ; ADDRESS: 4750 SHERWOOD COMMON BLVD #200 Baton Rouge, LA 70816 ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: AGENT ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: INSURANCE PRODUCTS & SALES THAT ARE NOT SECURITIES PRODUCTS ; (5) NAME OF OTHER BUSINESS: PATRIOTS OF SCHOLARS; INVESTMENT RELATED: NO; ADDRESS: 3833 BERKLEY HILL AVE BATON ROUGE LA 70809; NATURE OF BUSINESS: ORGANIZING A GOLF TOURNAMENT; START DATE:03/2020 ; POSITION/TITLE/RELATIONSHIP:DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ORGANIZING THE GOLF TOURNAMENT AND RAISING FUNDS;

Exams

• S66 Uniform Combined State Law Examination
  2016-04-25
• S63 Uniform Securities Agent State Law Examination
  1999-01-20

Other Names

• Joe Muniz