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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-11 |
Branch Locations
270 Park Avenue 10Th Floor, New York, NY 10017 • United States
Northport, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 04/2021 |
| Jpmorgan Chase Bank, Na | New York | NY | 09/2022 | Present |
| Jpmorgan Securities, Llc | New York | NY | 09/2022 | Present |
| Unemployed | Northport | NY | 05/2021 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-21 |
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