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Susan Pettyjohn Ledford

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2002-12-02
  • NC RA
    APPROVED
    Since 2002-12-02

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 07/1989 Present
Bank Of America,N.A. Raleigh NC 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-02
S65 Uniform Investment Adviser Law Examination 1996-06-26
S63 Uniform Securities Agent State Law Examination 1989-01-23
  • S66 Uniform Combined State Law Examination
    2002-07-02
  • S65 Uniform Investment Adviser Law Examination
    1996-06-26
  • S63 Uniform Securities Agent State Law Examination
    1989-01-23
Other Names
  • Susan P Huggins
  • Susan Pettyjohn Huggins
  • Susan E Pettyjohn
  • Susan Ledford
  • Susan P Ledford

View on SEC IAPD

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