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Clifford Adams Bartlett

Stifel, Nicolaus & Company, Incorporated

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 12/2018
Stifel Nicolaus & Co Inc New York NY 01/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → 12/2018
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 01/2019 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-02
S63 Uniform Securities Agent State Law Examination 1989-08-02
  • S66 Uniform Combined State Law Examination
    2009-04-02
  • S63 Uniform Securities Agent State Law Examination
    1989-08-02
Other Names
  • Clifford Adams Bartlett
  • Clifford Adams Bartlett Iii

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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