Clifford Adams Bartlett

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New York, NY
• 11/2016 → 12/2018
  Wells Fargo Clearing Services, Llc
  New York, NY
• 01/2019 → Present
  Stifel Nicolaus & Co Inc
  New York, NY

Previous Registrations

• 2009-04-27 → 2019-01-09
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY
• 2002-12-20 → 2004-02-13
  Morgan Stanley Dw Inc.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2009-04-02
• S63 Uniform Securities Agent State Law Examination
  1989-08-02

Other Names

• Clifford Adams Bartlett
• Clifford Adams Bartlett Iii