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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-12-07
  • TX RA
    APPROVED
    Since 2007-12-07

Branch Locations

1 Riverway Ste 900, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 06/1988 Present
Northwestern Mutual Investment Services, Llc Northfield IL 06/1990 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/1988 → Present
    Northwestern Mutual Life
    Milwaukee, WI
  • 06/1990 → Present
    Northfield, IL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COMPASS. NON-INVESTMENT RELATED. 1212 PRAIRIE STREET, HOUSTON, TX 77002. NON-PROFIT. TREASURER. 1/1/2013. 1 HOUR PER MONTH. 3. AUTHOR OF ROAD TO SMOLENSK. WILL BE SOLD ON AMAZON. BOOK ABOUT RUSSIA'S HISTORY, INTERNATION ADOPTION, AND JOURNAL. NOT INVESTMENT RELATED, START DATE 10/2013, NO TIME SPENT. 4. AUTHOR, SMOLENSK TO CALCUTTA, 4327A O'REILLY ST., HOUSTON, , TEXAS, 77007, UNITED STATES OF AMERICA, AUTHOR, START DATE: 02/02/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, AUTHOR SELF PUBLISHED THROUGH KDP A AMAZON COMPANY, non investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-20
S63 Uniform Securities Agent State Law Examination 1991-04-23
  • S65 Uniform Investment Adviser Law Examination
    2007-11-20
  • S63 Uniform Securities Agent State Law Examination
    1991-04-23
Other Names
  • Tim Nielsen

View on SEC IAPD

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