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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-10-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parenting | Minneapolis | MN | 06/2010 | 09/2017 |
| Edina Public Schools | Edina | MN | 11/2016 | 02/2017 |
| Edina Public Schools | Edina | MN | 11/2017 | 02/2018 |
| Lpl Financial, Llc | Golden Valley | MN | 07/2022 | Present |
| Crown Construction | Golden Valley | MN | 04/2019 | 06/2019 |
| The Loppet Foundation | Minneapolis | MN | 05/2012 | 01/2020 |
| Southwestern Consulting | Nashville | TN | 01/2020 | 07/2020 |
| Unemployed | Edina | MN | 08/2020 | 06/2022 |
1) 2026-05-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Pride Financial Partners - DBA for LPL Business (entity for LPL business) - Y - 172 - 172 - at reported business location(s) - 2026-04-30 - Pride Financial Partners is a DBA group of LPL financial advisors based in Oregon. www.pridefinancialpartners.com 2) 2025-10-21 - South Birch Lake Cabin Owners Association - Non-Profit Board Member - N - 1 - 0 - 8373 Timber Bay Road, Babbitt, MN 55706 is my cabin in the association. Meetings are held virtually. - 2025-10-17 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-18 |
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