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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-07-02
  • NJ RA
    APPROVED
    Since 2010-07-02

Branch Locations

3 Harding Road, Red Bank, NJ 07701 • United States

Sea Girt, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. Red Bank NJ 10/1997 Present
  • 10/1997 → Present
    Fahnestock & Co., Inc.
    Red Bank, NJ
Other Businesses

CO-EXECUTOR FOR ESTATE OF ANNA ZUCHIEWICZ OCEAN FIRST BANK IS CO-EXECUTOR HOURS - 3-4 HOURS PER WEEK MOSTLY ON WEEKENDS LIQUIDATION OF INVESTMENTS IN OPPENHEIMER ACCOUNTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-01
S63 Uniform Securities Agent State Law Examination 1990-10-10
  • S65 Uniform Investment Adviser Law Examination
    2010-07-01
  • S63 Uniform Securities Agent State Law Examination
    1990-10-10
Other Names
  • Albert A Napolitano

View on SEC IAPD

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