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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-18
  • TX RA
    APPROVED
    Since 2025-09-18

Branch Locations

1 West Boylston Street Suite 305, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Worcester MA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Worcester MA 11/2016 09/2025
Wells Fargo Advisors Financial Network, Llc Worcester MA 09/2025 Present
Previous Registrations
Other Businesses

TYTON CAPITAL; INV RELATED; WORCESTER, MA; 100% OWNERSHIP; 04/2025; 10 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE TYTON CAPITAL, INC; INV RELATED; SHREWSBURY, MA; FINANCIAL SERVICES;100% OWNERSHIP; START DATE: 09/18/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; CHK WEALTH MANAGEMENT, LLC; INV RELATED; WORCESTER, MA; FINET LICENSEE DBA BUSINESS;33.3% OWNERSHIP; START DATE: 09/18/2025; 175 HRS PER MONTH; 175 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-02
S63 Uniform Securities Agent State Law Examination 1989-01-05
  • S65 Uniform Investment Adviser Law Examination
    2000-05-02
  • S63 Uniform Securities Agent State Law Examination
    1989-01-05

View on SEC IAPD

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