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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-07 |
Branch Locations
5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States
Coconut Creek, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boca Raton | FL | 06/2009 | 11/2022 |
| Ubs Financial Services Inc. | Boca Raton | FL | 11/2022 | 11/2022 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 11/2022 | Present |
Business Ownership; Top self.net LLC; Charter My Boat; I charter My boat; 4937 NW 52nd Ave, , Coconut Creek, FL, 33303; Not Investment-Related; 10/07/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-15 |
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