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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-14 |
| TX | RA | APPROVED | 2023-04-14 |
Branch Locations
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
277 Park Ave, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2011 | 03/2023 |
| Bank Of America, N.A. | New York | NY | 06/2011 | 03/2023 |
| By The Sea Restaurant Corp | Long Beach | NY | 03/2020 | 09/2020 |
| Heart Of The House Hospitality | New York | NY | 10/2019 | 12/2019 |
| J.P. Morgan Securities Llc | New York | NY | 03/2023 | Present |
| Docks Oyster Bar & Seafood Grill | New York | NY | 10/2021 | 05/2024 |
| Sparks Steak House | New York | NY | 11/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-06 |
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