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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-18 |
| IA | RA | APPROVED | 2006-06-01 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life | Des Moines | IA | 01/2003 | Present |
| Principal Securities Inc | Des Moines | IA | 02/2003 | Present |
***HEARTLAND ASSEMBLY OF GOD CHURCH, IA, EFF 11/12/10, BOARD MEMBER, GENERAL CHURCH BOARD DUTIES, CHURCH ELDER, ATTEND BOARD MEETINGS AND REVIEW MONTHLY CHURCH ACTIVITY AS PROVIDED BY SENIOR PASTOR. ***Fixed insurance, Di, Life, LTC, Annuities, 9/17/15. ***Restored By Grace Ministries; Not Investment Related; 1212 NW 36th St, PO Box 1024, Ankeny, IA 50021; Board Member & Treasurer; Review financial statements; Start Date: 12/01/2017; 5 per month; 5 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-10 |
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