Stacey Lee Rognon

Current Employers

Westpark Wealth Advisors, Inc.

13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APP_PEND_IARCE	2026-01-01
CO	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED	2004-05-13

AR RA
APP_PEND_IARCE

Since 2026-01-01
CO RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED

Since 2004-05-13

Branch Locations

13111 Westheimer Rd. Suite 475, Houston, TX 77077 • United States

13111 Westheimer Suite 475, Houston, TX 77077 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ims Securities, Inc.	Houston	TX	06/2002	11/2017
Westpark Wealth Advisors, Inc.	Houston	TX	06/2002	Present

06/2002 → 11/2017

Ims Securities, Inc.

Houston, TX
06/2002 → Present

Westpark Wealth Advisors, Inc.

Houston, TX

Previous Registrations

2002-06-28 → 2004-12-31

Ims Securities, Inc.

Houston, TX

Houston, TX

Houston, TX
2000-06-05 → 2002-07-11

Morgan Stanley Dw Inc.

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-06-02

S66 Uniform Combined State Law Examination

2000-06-02

View on SEC IAPD

Current Employers

Westpark Wealth Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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