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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Bothell | WA | 03/1988 | 04/2017 |
| Metlife Securities Inc. | Bothell | WA | 03/1988 | 04/2017 |
| Mml Investors Services, Llc | Bellevue | WA | 07/2016 | 04/2017 |
| Pruco Securities, Llc. | Bellevue | WA | 03/2017 | 11/2024 |
| Prudential Insurance Company Of America | Bellevue | WA | 03/2017 | Present |
| Lpl Enterprise, Llc | Mercer Island | WA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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