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Cynthia Englise

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
NJ RA APPROVED 2022-04-25
  • TX RA
    APPROVED
    Since 2023-02-03
  • NJ RA
    APPROVED
    Since 2022-04-25

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Brunswick NJ 12/2013 05/2018
Ameriprise Financial Services, Inc. Lawrenceville NJ 05/2018 05/2019
Morgan Stanley Red Bank NJ 05/2019 10/2019
Stifel Nicolaus & Co Inc Shrewsbury NJ 09/2020 02/2022
Unemployed Manalapan NJ 10/2019 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 01/2022 Present
  • 12/2013 → 05/2018
    Morgan Stanley
    New Brunswick, NJ
  • 05/2018 → 05/2019
    Ameriprise Financial Services, Inc.
    Lawrenceville, NJ
  • 05/2019 → 10/2019
    Morgan Stanley
    Red Bank, NJ
  • 09/2020 → 02/2022
    Stifel Nicolaus & Co Inc
    Shrewsbury, NJ
  • 10/2019 → 09/2020
    Unemployed
    Manalapan, NJ
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Red Bank, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-14
S63 Uniform Securities Agent State Law Examination 1993-07-14
  • S65 Uniform Investment Adviser Law Examination
    2019-11-14
  • S63 Uniform Securities Agent State Law Examination
    1993-07-14

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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