Best Investors
Account
Sign in
One Liberty Plaza, 165 Broadway 23Rd Floor, New York, NY 10006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-03 |
Branch Locations
One Liberty Plaza, 165 Broadway 23Rd Floor, New York, NY 10006 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farrauto Asset Management | New York | NY | 02/2004 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2009 | 12/2017 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2009 | 12/2017 |
| Securities Service Network | New York | NY | 01/2018 | 01/2018 |
| Ssn Advisory Inc | New York | NY | 01/2018 | 01/2018 |
1. Farrauto Asset Management DBA Farrauto Management Wealth - 77 Water Street,8th Floor, New York, NY 10005 - 11/2009 - NIR - Fixed Insurance Sales, Independent Insurance agent that sells health, DI, LTC and Life insurance TPA for association plan. - Insurance agent. Needs based to help client achieve their goals - S-Corp - 20-25 hrs/mo trading 2. Farrauto Asset Management DBA Farrauto Management Wealth - 77 Water Street, 8th Floor, New York, NY 10005 - 01/2018 - NIR - Coaching & Consulting - coaching relationship with regards to provide one off advice as needed. Coaching & Consulting that may no be financial in nature and maybe entrepreneurial. Non clients who would like advice on their other business. - S-Corp - 15-20 hrs/mo trading 3. Farrauto Asset Management DBA Farrauto Management Wealth - 77 Water Street, 8th Floor, New York, NY 10005 - 11/2019 - Investment Related - RIA with New York State, prepares financial plans for fee. RIA with NY State and prepares financial plans for a fee - S-Corp - 32 hrs/mo trading 4. Farrauto Asset Management DBA Farrauto Management Wealth-165 Broadway, 23rd Floor, New York, NY 10006- 01/2021 Investment Related - RIA with New York State, prepares financial plans for fee. RIA with NY State and prepares financial plans for a fee - S-Corp - 32 hrs/mo trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-30 |
Reach out to this advisor