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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-06-19 |
Branch Locations
101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | East Hartford | CT | 02/2012 | 06/2019 |
| Historic Lectures And Living History | Wilbraham | MA | 11/2015 | Present |
| Cetera Investment Advisers Llc | East Hartford | CT | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1) MAJ GEN NATHANIEL GREENE HOMESTEAD TRUSTEE-OVERSEES THE OPERATIONS OF THE HOMESTEAD 2)HISTORICAL REINACTMENTS & LECTURES- PRESIDENT. 2) TRUSTEE OF JOHN HAMPDEN SOCIETY; SERVES AS COUNCIL AND DISCUSSES ACTIVITIES OF SOCIETY 3) BOARD OF DIRECTOR FOR LEXINGTON MINUTEMEN, VOTING ON UNIT POLICIES AND SCHEDULING, ONE MEETING EACH MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-15 |
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