David John Drozdowicz

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-05
WI	RA	APPROVED	2010-07-22

TX RA
APPROVED_RES

Since 2018-01-05
WI RA
APPROVED

Since 2010-07-22

Branch Locations

1249 W. Liebau Road, Suite 250, Mequon, WI 53092 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Mequon	WI	08/2007	Present

08/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Mequon, WI

Other Businesses

1. Saint Theres Church Finance Committee; 9525 W. Bluemound Rd Milwaukee WI 53226; church; member of finance committee; vote on fundraising issues and expenditures; 7/1/2017; 2.0 hours per month; not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-21
S63	Uniform Securities Agent State Law Examination	1988-12-16

S65 Uniform Investment Adviser Law Examination

2010-07-21
S63 Uniform Securities Agent State Law Examination

1988-12-16

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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