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Thomas A Galvin

Sandro Wealth Management LLC

Fairfield, NJ

Pleasantville, NY

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Current Employers
Sandro Wealth Management Llc

155 Passaic Ave Suite 400, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-16
  • NY RA
    APPROVED
    Since 2024-12-16

Branch Locations

155 Passaic Ave Suite 400, Fairfield, NJ 07004 • United States

Pleasantville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale New York NY 02/2012 05/2024
Cnr Securities, Llc New York NY 05/2013 05/2024
Unemployed Pleasantville NY 06/2024 11/2024
Sandro Wealth Management Llc Pleasantville NY 12/2024 Present
  • 02/2012 → 05/2024
    City National Rochdale
    New York, NY
  • 05/2013 → 05/2024
    Cnr Securities, Llc
    New York, NY
  • 06/2024 → 11/2024
    Unemployed
    Pleasantville, NY
  • 12/2024 → Present
    Sandro Wealth Management Llc
    Pleasantville, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-12
  • S65 Uniform Investment Adviser Law Examination
    2010-02-12
Other Names
  • Thomas A Galvin

View on SEC IAPD

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Other Offices

BROOKSTONE WEALTH ADVISORS, LLC · Fairfield, NJ
CETERA INVESTMENT ADVISERS LLC · FAIRFIELD, NJ
INTEGRITY ALLIANCE, LLC. · Fairfield, NJ
LPL ENTERPRISE, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
NATIONS FINANCIAL GROUP, INC. · Fairfield, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Fairfield, NJ

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