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Southern Capital Management Corporation CRD 118508
$43.0M regulatory AUM 85 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4 Carriage Lane #407, Charleston, SC 29407 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-24 |
| AL | RA | APPROVED | 2014-11-24 |
| NC | RA | APPROVED | 2013-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Capital Management Corporation | Charleston | SC | 12/1993 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-19 |
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