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Michael James Pate

Southern Capital Management Corporation

Charleston, SC

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Current Employers
Southern Capital Management Corporation

4 Carriage Lane #407, Charleston, SC 29407 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-24
AL RA APPROVED 2014-11-24
NC RA APPROVED 2013-12-12
  • SC RA
    APPROVED
    Since 2024-01-24
  • AL RA
    APPROVED
    Since 2014-11-24
  • NC RA
    APPROVED
    Since 2013-12-12

Branch Locations

4 Carriage Lane #407, Charleston, SC 29407 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Capital Management Corporation Charleston SC 12/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-03
S63 Uniform Securities Agent State Law Examination 1993-08-19
  • S65 Uniform Investment Adviser Law Examination
    1994-05-03
  • S63 Uniform Securities Agent State Law Examination
    1993-08-19

View on SEC IAPD

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