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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 06/2016 | 03/2018 |
| Schwab Private Client Investment Advisory, Inc. | Lone Tree | CO | 06/2016 | 03/2018 |
| U.S. Bancorp Investments, Inc. | Aurora | CO | 09/2018 | 05/2019 |
| Unemployed | Larkspur | CO | 03/2018 | 09/2018 |
| Mission Square Retirement | Frisco | TX | 06/2019 | 11/2021 |
| First Command Financial Services, Inc. | Fort Worth | TX | 11/2021 | 01/2025 |
| The Vanguard Group, Inc. | Plano | TX | 08/2025 | Present |
| Unemployed | Frisco | TX | 02/2025 | 08/2025 |
| Vanguard Marketing Corporation | Plano | TX | 08/2025 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 08/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 06/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-16 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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