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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED_RES | 2025-12-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nye And Associates | Grover | MO | 01/1993 | Present |
| Independent Financial Group,Llc | Chesterfield | MO | 11/2015 | 10/2018 |
| Cambridge Investment Research Inc. | Fairfield | IA | 10/2018 | 01/2023 |
| Aquilant Advisors | St. Louis | MO | 10/2013 | 01/2023 |
| Moloney Securities Co., Inc | Manchester | MO | 01/2023 | Present |
| Moloney Securities Asset Management | Manchester | MO | 01/2023 | Present |
| Berthel, Fisher & Company Financial Services, Inc. | Manchester | MO | 12/2025 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2025 | Present |
DBA - TODD NYE, NYE IPI. SECURITIES OFFERED THROUGH BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CONDUCTED DURING ALL TRADING HOURS. INSURANCE. VARIABLE/FIXED ANNUITY BUSINESS. INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. INVESTMENT RELATED. 10 HRS PER MONTH. NOT CONDUCTED DURING TRADING HOURS. S.A.E. ADVISORY BOARD - 24 EAST STEWART, COLUMBIA, MO. BOARD MEMBER. PROVIDE GENERAL NON-INVESTMENT ADVISORY SERVICES. NOT INVESTMENT RELATED. SALVATION ARMY ADVISORY BOARD - BOARD MEMBER. CONDUCTED 1 HR PER MONTH DURING TRADING HOURS. NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-28 |
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