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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-06 |
| TX | RA | APPROVED | 2021-10-20 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
250 Berryhill Rd, Ste 202, Columbia, SC 29210 • United States
250 Berryhill Rd, Ste 202, Columbia, SC 29210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Columbia | SC | 05/2005 | 03/2017 |
| Massmutual Life Insurance Co | Columbia | SC | 07/2016 | 09/2021 |
| Mml Investors Services, Llc | Columbia | SC | 03/2017 | 09/2021 |
| Lpl Financial Llc | Columbia | SC | 10/2021 | Present |
1)10/2021- Structure Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- Columbia, SC 2) 10/2021- MARK HORMAN- Agent selling Life, LTC, Disability, Fixed Annuities- inv. related- Columbia, SC- 20hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-17 |
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