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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-03-25
  • FL RA
    APPROVED
    Since 2005-03-25

Branch Locations

2039 Centre Pointe Blvd Ste 203, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 08/1981 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/2000 Present
Other Businesses

1. 50% OWNER, CENTRE POINT FINANCIAL GROUP, LLC, A MEMBER MANAGED LLC FORMED FOR THE PURPOSE OF OWNING AN OFFICE BUILING. WAS FORMED 1/27/1999. 2039 CENTRE POINTE BLVD, TALLAHASSEE, FL. INVESTMENT RELATED, 0 HOURS. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. JAMES CAMPBELL & ASSOCIATES LLC, 2039 CENTRE POINT BLVD, TALLAHASSEE,FL, 12/21/2012; 2% OWNERSHIP WITH PASSIVE INVESTMENT IN RE3 VENTURES, LLC. COMPANY OWNS RESTAURANTS. COMPANY PURCHASED 65% OF STOCK OF RE DOTHAN, LLC, ANOTHER PASSIVE INVESMENT HELD BY SAME. RE3 VENTURES NOW OWNS THE SAME RESTAURANT THAT RE DOTHAN OWNS PLUS 2 RESTAURANTS OF ITS OWN. 4. MEMBER OF INVESTMENT ADVISORY COMMITTEE, LEON COUNTY RESEARCH AND DEVELOPMENT AUTHORITY, 2051 E. PAUL DIRAC DRIVE, TALLAHASSEE, , FLORIDA, 32310, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/21/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 1. ASSIST THE BOARD WITH REVIEW AND OVERSIGHT OF THE AUTHORITY'S INVESTMENT POLICY,OBJECTIVES,GUIDLINES AND INVESTMENT PERFORMANCE.2. PROVIDE RECOMMENDATIONS TO THE BOARD ON MAJOR INVESTMENT OBJECTIVES, STRATEGIES AND POLICIES AND 3. OVERSEE THE AUTHORITY'S INVESTMENT CONSULTANTS AND OR FUND MANAGERS. 5. 100% OWNER, VIKING MARINE HOLDINGS,LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/4/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PURPOSE OF LLC IS TO TAKE OWNERSHIP OF NEW BOAT. NOT INVESTMENT RELATED. 6. 100% OWNERSHIP, AZALEA COTTAGE,LLC, 7030 STANDING PINES LANE, TALLAHASSEE, FLORIDA, 32312, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/10/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD. INVESTMENT RELATED. 7. 50% OWNER, TNA PARTNERS LLC, LEGAL ENTITY, START DATE: 12/08/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNERS, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 8. OWNER, TNA COLLECTIVE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/18/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 9. OWNER, TNA CAMPBELL, LLC, LEGAL ENTITY, START DATE: 09/18/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 10. 50% OWNER, HC CAT LLC, 7030 STANDING PINES LN, TALLAHASSEE, FLORIDA, 32312, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/5/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LLC FORMED FOR BOAT OWNERSHIP; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
S63 Uniform Securities Agent State Law Examination 1999-08-13
  • S66 Uniform Combined State Law Examination
    2007-10-16
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13
Designations
Other Names
  • Jim Campbell
  • James Isaac Campbell

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