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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-01-30
TX RA APPROVED 2015-01-29
  • SC RA
    APPROVED
    Since 2015-01-30
  • TX RA
    APPROVED
    Since 2015-01-29

Branch Locations

1441 Main Street Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Columbia SC 01/2015 Present
Previous Registrations
  • 2012-04-02 → 2015-02-02
    Columbia, SC
Other Businesses

1. The Geo A Rheman Co Inc., Chapin, SC. Secretary (04/2020) - maintain meeting minutes bi-annually. Not compensated, 1 hour/month. 2. Homeowners Association, Chapin, SC. Board of HOA - attend meetings quarterly and help with events. Not compensated, not investment related, 30 hour/month. 3. Southern Chemical, Holly HIll, SC. Secretary (08/2026) - private company owns pond property. Not investment related, not compensated, 1 hour/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-30
S63 Uniform Securities Agent State Law Examination 1988-10-21
  • S65 Uniform Investment Adviser Law Examination
    2012-03-30
  • S63 Uniform Securities Agent State Law Examination
    1988-10-21
Other Names
  • James C Jr Owens

View on SEC IAPD

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