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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2017-02-07
TX RA APPROVED 2017-02-07
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2017-02-07
  • TX RA
    APPROVED
    Since 2017-02-07

Branch Locations

8 Chatham Square, New York, NY 10038 • United States

277 Park Ave., Fl 36, New York, NY 10172 • United States

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Jpmorgan Chase Bank, N.A. New York NY 04/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-02
S63 Uniform Securities Agent State Law Examination 2000-02-11
  • S66 Uniform Combined State Law Examination
    2017-02-02
  • S63 Uniform Securities Agent State Law Examination
    2000-02-11
Other Names
  • Tommy Huang
  • Thomas J B Huang
  • Thomas Jian Biao Huang

View on SEC IAPD

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