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Rocco Joseph Fiordelisi

Dana Investment Advisors Inc

Webster Groves, MO

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Current Employers
Dana Investment Advisors Inc

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-03-06
  • MO RA
    APPROVED
    Since 2015-03-06

Branch Locations

353 Marshall Avenue Suite A, Webster Groves, MO 63119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dana Investment Advisors, Inc. Brookfield WI 07/2013 Present
Unified Financial Securities, Inc Indianapolis IN 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-08
S63 Uniform Securities Agent State Law Examination 1989-02-16
  • S65 Uniform Investment Adviser Law Examination
    2010-01-08
  • S63 Uniform Securities Agent State Law Examination
    1989-02-16
Other Names
  • Rocco Joseph Fiodelisi
  • Rocco Joseph Fiordelisi

View on SEC IAPD

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