Rocco Joseph Fiordelisi

Employer firm

Dana Investment Advisors Inc CRD 105879

$6.08B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Dana Investment Advisors, Inc.
  Brookfield, WI
• 01/2015 → Present
  Unified Financial Securities, Inc
  Indianapolis, IN

Previous Registrations

• 2010-08-04 → 2013-07-23
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 2005-12-21 → 2006-05-22
  Pgim Investments Llc
  St.LOuis, MO
• 2000-12-06 → 2005-10-14
  Pgim Investments Llc
  St. Louis, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-01-08
• S63 Uniform Securities Agent State Law Examination
  1989-02-16

Other Names

• Rocco Joseph Fiodelisi
• Rocco Joseph Fiordelisi