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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-06-14
  • NC RA
    APPROVED
    Since 2019-06-14

Branch Locations

3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Raleigh NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 06/2019
Raymond James & Associates, Inc Raleigh NC 06/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1396 Duck Rd, Duck, NC, 27949, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a home at the beach and I have a separate apartment downstairs that I sometimes rent. So I'm responsible for any maintenance and repairs. (2)Name of Business: Address: 1396 Duck Road, Duck, NC, 27949, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will need to maintain the property while there are renters. (3)Name of Business: UNC Chapel Hill Outer Banks Field Site Address: 850 NC 345, Wanchese, NC, 27981, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/29/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be on the UNC Chapel Hill Outer Banks Field Site Community Advisory Board in Wanchese, NC . I would be consulting with the faculty and students with their topics and helping to provide background and community contacts to help facilitate student research. Also I would be working with the faculty to find venues to teach and mentor students in public speaking and writing. (4) Name of Business: Wild Dunes HOA Address: Duck Road, Duck, NC, 27949, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 05/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be the member at large. My responsibilities would be doing the legwork and making phone calls for any projects or jobs the HOA is working on. I was clear that I cannot in any way handle the money.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 1988-12-07
  • S65 Uniform Investment Adviser Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    1988-12-07
Other Names
  • Kenie Theresa Feiner
  • Kenie Marlowe Wrenn

View on SEC IAPD

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