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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-06-14 |
Branch Locations
3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | 06/2019 |
| Raymond James & Associates, Inc | Raleigh | NC | 06/2019 | Present |
(1)Name of Business: Address: 1396 Duck Rd, Duck, NC, 27949, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a home at the beach and I have a separate apartment downstairs that I sometimes rent. So I'm responsible for any maintenance and repairs. (2)Name of Business: Address: 1396 Duck Road, Duck, NC, 27949, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will need to maintain the property while there are renters. (3)Name of Business: UNC Chapel Hill Outer Banks Field Site Address: 850 NC 345, Wanchese, NC, 27981, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/29/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be on the UNC Chapel Hill Outer Banks Field Site Community Advisory Board in Wanchese, NC . I would be consulting with the faculty and students with their topics and helping to provide background and community contacts to help facilitate student research. Also I would be working with the faculty to find venues to teach and mentor students in public speaking and writing. (4) Name of Business: Wild Dunes HOA Address: Duck Road, Duck, NC, 27949, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 05/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be the member at large. My responsibilities would be doing the legwork and making phone calls for any projects or jobs the HOA is working on. I was clear that I cannot in any way handle the money.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-07 |
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