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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-01-12 |
| FL | RA | APPROVED | 2009-08-21 |
Branch Locations
100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States
Highland Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Ft. Lauderdale | FL | 05/2009 | Present |
1. GALLERY OF MODERN MASTERS - SEDONIA, ARIZONA - CO-OWNER SINCE 2006, 2. ZERO CARBON CONSTRUCTION GROUP, BRISTOL WEST ENTERPRISES, INTERNATIONAL FINE ART. 3. ARTHUR B WILSON, FBO HALEY SOBLE, JILL RICHARDSON, TRUSTEE -HELD AT PRIVATE RESIDENCE HIGHLAND BEACH, FL. FINANCIAL ADVISOR OF THE TRUST. START DATE 10/22/2015 1/2 HOUR PER MONTH. 4. ARTHUR B WILSON , TRUST FBO VICTOR SOBLE , JILL RICHARDSON, TRUSTEE -HELD AT PRIVATE RESIDENCE HIGHLAND BEACH, FL. FINANCIAL ADVISOR OF THE TRUST. START DATE 10/22/2015 1/2 HOUR PER MONTH. 5. JILL AND ZACH RICHARDSON TRUST, ZACHARY RICHARDSON AND JILL RICHARDSON CO-TRUSTEES; HELD AT PRIVATE RESIDENCE HIGHLAND BEACH, FL. - FINANCIAL ADVISOR OF THE TRUST, START DATE - MARCH 26, 2019; 1/2 HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-23 |
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