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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-19 |
Branch Locations
5 Del Prado Blvd S, Cape Coral, FL 33990 • United States
1730 Cape Coral Pkwy W, Cape Coral, FL 33914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 11/2015 | 09/2018 |
| Diversified Financial Concepts | Sebring | FL | 01/2010 | Present |
| Lineweaver Wealth Advisors | Valley View | OH | 11/2015 | 09/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2018 | Present |
| Suncoast Cu | Tampa | FL | 10/2018 | Present |
| Lpl Financial Llc | Punta Gorda | FL | 05/2022 | Present |
1) 05/18/2022 - Suncoast Investment Services-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2) 05/18/2022 - No Business Name - Investment Related - Port Charlotte, Florida - NVI Trails only - Start Date- 2001 - 2 Hours Per Month/ 2 Hours During Securities Trading 3) 05/18/2022 - Suncoast Credit Union-Investment Related - At Reported Business Location(s) - - Senior Financial Institution - Financial Advisor- Start Date 10/9/2018- 160 Hours Per Month/ 160 Hours During Securities Trading 4) 04/16/2024 - Other - Ride sharing business - Owner - Not Investment Related - Home Based - Start Date 04/20/2024 - 30 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-04-23 |
| S65 | Uniform Investment Adviser Law Examination | 2000-06-09 |
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