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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| NY | RA | APPROVED | 2021-07-27 |
| CT | RA | APPROVED | 2011-02-09 |
Branch Locations
280 Park Ave W 27Th Fl [Ym-Rbo], New York, NY 10017 • United States
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westport | CT | 02/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 11/2016 | Present |
BURKE HOLDINGS LTD; NON INVESTMENT RELATED; CENTERPORT, NY; PUBLIC RELATIONS; 100% OWNERSHIP W/SPOUSE; START 1/99; 0 HR PER MONTH 0 DURING TRADING. TRUSTEE FOR FAMILY TRUST; INV RELATED; CENTERPORT, NY; START: 12/1/16; 1 HR/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-29 |
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