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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-01
NJ RA APPROVED 2012-11-15
  • NY RA
    APPROVED
    Since 2021-04-01
  • NJ RA
    APPROVED
    Since 2012-11-15

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Staten Island, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 06/1999 Present
  • 06/1999 → Present
    Neuberger Berman Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-26
  • S66 Uniform Combined State Law Examination
    2012-10-26

View on SEC IAPD

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