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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-05
MI RA APPROVED 2010-09-23
  • TX RA
    APPROVED_RES
    Since 2024-08-05
  • MI RA
    APPROVED
    Since 2010-09-23

Branch Locations

121 E. Maumee St., Adrian, MI 49221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Adrian MI 06/1999 Present
Gleaner Life Insurance Society Adrian MI 06/1999 Present
Hb Steele Inc Adrian MI 04/2008 10/2017
Raymond James Financial Services Advisors, Inc Adrian MI 09/2010 Present
Hbs Properties, Llc Adrian ME 03/2015 Present
Hb Steele, Incorporated Adrian MI 03/2014 Present
  • 06/1999 → Present
    Raymond James Financial Services, Inc.
    Adrian, MI
  • 06/1999 → Present
    Gleaner Life Insurance Society
    Adrian, MI
  • 04/2008 → 10/2017
    Hb Steele Inc
    Adrian, MI
  • 09/2010 → Present
    Adrian, MI
  • 03/2015 → Present
    Hbs Properties, Llc
    Adrian, ME
  • 03/2014 → Present
    Hb Steele, Incorporated
    Adrian, MI
Other Businesses

(1) Name of Business: Gleaner Life Insurance Society Address: 121 E Maumee St, Adrian, MI, 49221, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/31/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fixed Annuity and Life Insurance Sales (2) Name of Business: HB Steele, Incorporated Address: 121 E Maumee St, Adrian, MI, 49221, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/13/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President and Owner (3) Name of Business: HBS Properties, LLC Address: 121 E Maumee St, Adrian, MI, 49221, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 02/28/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: HBS Properties, LLC is my entity. It is the owner of my building 121 E Maumee Street, which I purchased on May 31st, 2017. My building has an apartment on the second floor. All rent and expenses flow through HBS Properties, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-14
S63 Uniform Securities Agent State Law Examination 1989-03-01
  • S65 Uniform Investment Adviser Law Examination
    1995-07-14
  • S63 Uniform Securities Agent State Law Examination
    1989-03-01
Other Names
  • Dusty Steele
  • Harry Bruce (Iii) Steele

View on SEC IAPD

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