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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-11-21 |
| TX | RA | APPROVED_RES | 2019-11-07 |
Branch Locations
2625 Butterfield Rd Ste 105S, Oak Brook, IL 60523 • United States
Addison, IL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Villa Park | IL | 08/2009 | 11/2019 |
| Lpl Financial | Oak Brook | IL | 11/2019 | Present |
1) 11/2019 - Non-Variable Insurance - Andrew Powers - Oak Brook, IL 2) 06/2017 - Business Entity For Tax/Investment Purposes Only - AJP Financial Limited, LTD - Investment Related - Oak Brook, IL 3) 11/2019 - Tax Prep/Accounting/CPA - Re-Direct Financial Services - Investment Related - Oak Brook, IL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-29 |
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