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Current Employers
Atlas Private Wealth Advisors

331 Newman Springs Rd. Suite 320, Building 3, 2Nd Floor, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-19
  • PA RA
    APPROVED
    Since 2022-01-19

Branch Locations

400 Luray Avenue #100, Johnstown, PA 15904 • United States

331 Newman Springs Rd. Suite 320, Building 3, 2Nd Floor, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Johnstown PA 09/1988 12/2021
Avantax Advisory Services Johnstown PA 03/1991 12/2021
Avantax Insurance Agency, Llc Johnstown PA 08/2013 12/2021
Time-Crump Life Insurance Services Charlotte NC 01/2014 12/2021
Lpl Financial Llc Johnstown PA 12/2021 Present
Atlas Private Wealth Advisors Llc Matawan NJ 01/2022 Present
  • 09/1988 → 12/2021
    Avantax Investment Services, Inc.
    Johnstown, PA
  • 03/1991 → 12/2021
    Avantax Advisory Services
    Johnstown, PA
  • 08/2013 → 12/2021
    Avantax Insurance Agency, Llc
    Johnstown, PA
  • 01/2014 → 12/2021
    Time-Crump Life Insurance Services
    Charlotte, NC
  • 12/2021 → Present
    Lpl Financial Llc
    Johnstown, PA
  • 01/2022 → Present
    Atlas Private Wealth Advisors Llc
    Matawan, NJ
Previous Registrations
  • 1991-03-29 → 2021-12-21
    Avantax Advisory Services
    Johnstown, PA
    Johnstown, PA
Other Businesses

1)12/16/2021 - Paul Carpenter Capital Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/1989 - 160 Hr/Mth 2)12/03/2021 - Carpenter Capital Advisors - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1989 - 1 Hr/Mth 3)12/03/2021 - Musician/ Artist - Part Time Drummer - Non-Inv Rel - Out of Residence - Start: 01/2005 4) 04/13/2022 - Atlas Private Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 9/1/2016 - 40 Hours Per Month - I provide investment advisory services through Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-12-02
  • S63 Uniform Securities Agent State Law Examination
    1988-12-02
Designations

View on SEC IAPD

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