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331 Newman Springs Rd. Suite 320, Building 3, 2Nd Floor, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-19 |
Branch Locations
400 Luray Avenue #100, Johnstown, PA 15904 • United States
331 Newman Springs Rd. Suite 320, Building 3, 2Nd Floor, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Johnstown | PA | 09/1988 | 12/2021 |
| Avantax Advisory Services | Johnstown | PA | 03/1991 | 12/2021 |
| Avantax Insurance Agency, Llc | Johnstown | PA | 08/2013 | 12/2021 |
| Time-Crump Life Insurance Services | Charlotte | NC | 01/2014 | 12/2021 |
| Lpl Financial Llc | Johnstown | PA | 12/2021 | Present |
| Atlas Private Wealth Advisors Llc | Matawan | NJ | 01/2022 | Present |
1)12/16/2021 - Paul Carpenter Capital Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/1989 - 160 Hr/Mth 2)12/03/2021 - Carpenter Capital Advisors - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1989 - 1 Hr/Mth 3)12/03/2021 - Musician/ Artist - Part Time Drummer - Non-Inv Rel - Out of Residence - Start: 01/2005 4) 04/13/2022 - Atlas Private Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 9/1/2016 - 40 Hours Per Month - I provide investment advisory services through Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-12-02 |
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