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Arthur Tristan Zottola

Eagle Strategies LLC

New York, NY

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-15
NY RA APPROVED 2021-08-03
  • TX RA
    APPROVED
    Since 2026-04-15
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. New York NY 01/2019 Present
Nylife Securities Llc New York NY 02/2019 Present
Finra New York NY 04/2015 12/2018
Eagle Strategies Llc New York NY 02/2020 Present
  • 01/2019 → Present
    New York Life Insurance Co.
    New York, NY
  • 02/2019 → Present
    Nylife Securities Llc
    New York, NY
  • 04/2015 → 12/2018
    Finra
    New York, NY
  • 02/2020 → Present
    Eagle Strategies Llc
    New York, NY
Previous Registrations
  • 2013-04-15 → 2015-02-19
    Barclays Capital Inc.
    New York, NY
  • 2006-11-27 → 2013-02-06
    Park Avenue Securities Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-12-13
S65 Uniform Investment Adviser Law Examination 1996-09-12
  • S63 Uniform Securities Agent State Law Examination
    2019-12-13
  • S65 Uniform Investment Adviser Law Examination
    1996-09-12
Designations
Other Names
  • Arthur Tristan Zottola
  • Art Zottola
  • Artie Zottola
  • Arthur Tristan Zottola

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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