Dale Ruppert Hancock

Current Employers

Employment History

• 01/2013 → 11/2021
  Cetera Advisors Llc
  Denver, CO
• 11/2021 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 11/2021 → Present
  Team Advisors Group
  Rancho Mission Viejo, CA
• 01/2000 → Present
  Dale R. Hancock (Self Employed)
  Rancho Mission Viejo, CA
• 01/2000 → Present
  Dale R. Hancock Dba Legacy Financial
  Rancho Mission Viejo, CA
• 01/2018 → 12/2023
  The Potter's Work
  Laguna Woods, CA
• 01/2000 → Present
  Dale R. Hancock Dba Hancock Real Estate
  Port Orchard, WA

Previous Registrations

• 2012-02-28 → 2021-11-10
  Cetera Advisors Llc
  Greenwood Village, CO
  Lake Forest, CA
  Port Orchard, WA
• 2006-02-16 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
• 2004-08-05 → 2006-02-14
  Associated Securities Corp.
  Snoqualmie, WA
• 2004-06-29 → 2006-02-14
  Associated Planners Investment Advisory Inc
  Fullerton, CA

Other Businesses

1) Team Advisors Group-149 Luneta Ln, Rancho Mission Viejo CA 92694 ; Investment related; Financial planning/securities sales & services; Representative; Start date 11/2021; 35 hrs/mnth & during trading. 2) Dale R. Hancock dba Legacy Financial-149 Luneta Ln, Rancho Mission Viejo CA 92694; Investment related; Owner; Tax preparation services; Start date 1/2000; 40-60 hrs/mnth 30-50 hrs/mnth during trading. 3) Dale R. Hancock (self employed)-149 Luneta Ln, Rancho Mission Viejo CA 92694; Owner-sales & svcs for Fixed insurance incuding but not limited to life insurance, disability, variable life, variable annuity ; Start date 1/2000; 1-2 hrs/mnth & during trading. Investment Related; 4) Dale R. Hancock dba Hancock Real Estate-7353 Baltray Pl SW, Port Orchard, WA 98367; Non-investment related; Real estate sales - California; Owner; Start date 1/2000; 0 hrs/mnth & during trading (not active).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-11
• S63 Uniform Securities Agent State Law Examination
  1994-09-13

Other Names

• Dale Ruppert Hancock