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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-11-09 |
| TN | RA | APPROVED | 2007-11-05 |
Branch Locations
1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Nashville | TN | 10/2007 | Present |
(1)Name of Business: New Brighton Townhouses, LLC Address: 3709 Brighton Road, Nashville, TN, 37205, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 02/14/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President of 2 unit townhouse Homeowners Association. Work with neighbor to maintain common areas.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-06 |
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