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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-05-05
  • NJ RA
    APPROVED
    Since 2010-05-05

Branch Locations

901 Old Marlton Pike West Ste. A7, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garafano Tax Services, Llc Cherry Hill NJ 01/2004 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2010 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2010 Present
Previous Registrations
  • 2008-06-16 → 2010-03-30
    Gunnallen Financial, Inc
    Tampa, FL
    Whitehouse Station, NJ
Other Businesses

1) GARAFANO TAX SERVICES, LLC, TAX CONSULTANT, 525 RTE 73S, SUITE 306C, MARLTON NJ 08053, PH 856-489-1090, START DATE 1/1/04, TOTAL HRS MO. FEB-APR 300 PLUS, DUTIES: INCOME TAX PREPARATION. FEE-BASED COMPENSATION. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) JOSEPH A. GARAFANO, CFP, PO BOX 800, MARLTON, NJ 08053-0800. CFP SINCE 01/01/95. NOT INVESTMENT RELATED. WORKS 1 HOUR WEEKLY NONE OF WHICH ARE SPENT DURING TRADING. DUTIES: INDEPENDENT INSURANCE AGENT THAT SELLS AND SERVICES LIFE INSURANCE. 4) GARAFANO WEALTH AND TAX MANAGEMENT, LLC, 525 ROUTE 73 SOUTH, SUITE 306C - POB 800, MARLTON, NJ 08053-0800 ; BEGAN 01/01/2004 ; AS TAX PREPARER ; NOT INVESTMENT RELATED ; DEVOTES 20 HRS/WK ; 10 HOURS DURING TRADING HOURS. 5) US CENSUS, 9653 FAIRFAX BLVD, FAIRFAX, VA, ENUMERATOR,CENSUS COUNTER, 08/20/220, NIR, 00/WK- 20/TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/19/2010

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-06
  • S63 Uniform Securities Agent State Law Examination
    1992-08-06

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