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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-05-15 |
Branch Locations
100 Pavilion Way, Suite E3, Southern Pines, NC 28387 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Securities | Schaumburg | IL | 05/2001 | 06/2021 |
| Justin D Bradford | Pinehurst | NC | 07/2013 | Present |
| First Allied Securities, Inc | San Diego | CA | 01/2016 | 06/2021 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 01/2016 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 06/2021 |
| Sigma Financial Corporation | Ann Arbor | MI | 06/2021 | 05/2023 |
| Lpl Financial Llc | Pinehurst | NC | 05/2023 | Present |
1. 05/18/2023 - Bradford Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 06/26/2023 - ROLLING GREEN CAPITAL TRUST - Investment Related - Pinehurst, NC - Real Estate Rental - Co-Owner - Start Date 02/01/2017 - 0.5 Hours Per Month/ 0 Hours During Securities Trading - Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-11 |
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