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Justin David Bradford

LPl Financial LLC

Southern Pines, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-15
  • NC RA
    APPROVED
    Since 2023-05-15

Branch Locations

100 Pavilion Way, Suite E3, Southern Pines, NC 28387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Securities Schaumburg IL 05/2001 06/2021
Justin D Bradford Pinehurst NC 07/2013 Present
First Allied Securities, Inc San Diego CA 01/2016 06/2021
First Allied Advisory Services, Inc Chesterfield MO 01/2016 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 06/2021
Sigma Financial Corporation Ann Arbor MI 06/2021 05/2023
Lpl Financial Llc Pinehurst NC 05/2023 Present
  • 05/2001 → 06/2021
    Prudential Securities
    Schaumburg, IL
  • 07/2013 → Present
    Justin D Bradford
    Pinehurst, NC
  • 01/2016 → 06/2021
    First Allied Securities, Inc
    San Diego, CA
  • 01/2016 → 11/2020
    First Allied Advisory Services, Inc
    Chesterfield, MO
  • 11/2020 → 06/2021
    First Allied Advisory Services
    Schaumburg, IL
  • 06/2021 → 05/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 05/2023 → Present
    Pinehurst, NC
Previous Registrations
  • 2021-06-08 → 2023-05-15
    Southern Pines, NC
    Ann Arbor, MI
  • 2020-11-12 → 2021-06-08
    Southern Pines, NC
  • 2016-01-05 → 2020-11-12
    First Allied Advisory Services, Inc.
    Pinehurst, NC
    Southern Pines, NC
  • 2010-02-04 → 2016-01-04
    Avantax Advisory Services
    Pinehurst, NC
Other Businesses

1. 05/18/2023 - Bradford Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 06/26/2023 - ROLLING GREEN CAPITAL TRUST - Investment Related - Pinehurst, NC - Real Estate Rental - Co-Owner - Start Date 02/01/2017 - 0.5 Hours Per Month/ 0 Hours During Securities Trading - Time Spent 1%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-02
S63 Uniform Securities Agent State Law Examination 1999-08-11
  • S65 Uniform Investment Adviser Law Examination
    2010-02-02
  • S63 Uniform Securities Agent State Law Examination
    1999-08-11

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