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Sally Margaret Mary Alston

Robert W. Baird & Co. Incorporated

Spokane, WA

Spokane Vly, WA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-14
WA RA APPROVED 2021-09-14
  • TX RA
    APPROVED
    Since 2021-09-14
  • WA RA
    APPROVED
    Since 2021-09-14

Branch Locations

601 West Riverside Suite 1710, Spokane, WA 99201 • United States

Spokane Vly, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Spokane WA 01/1996 05/2021
Morgan Stanley Smith Barney Spokane WA 06/2009 05/2021
Baird Spokane WA 07/2021 Present
  • 01/1996 → 05/2021
    Citigroup Global Markets Inc.
    Spokane, WA
  • 06/2009 → 05/2021
    Morgan Stanley Smith Barney
    Spokane, WA
  • 07/2021 → Present
    Baird
    Spokane, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-04
S63 Uniform Securities Agent State Law Examination 1989-02-04
  • S66 Uniform Combined State Law Examination
    2007-04-04
  • S63 Uniform Securities Agent State Law Examination
    1989-02-04
Other Names
  • Margaret Mary Alston

View on SEC IAPD

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LPL FINANCIAL LLC · Spokane, WA
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