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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Rochester | MN | 07/2003 | Present |
1. Rental Property; Rochester MN 55904; Owner - maintains property; 01/01/1995; 1.0 Hour(s) per Month - not during securities trading hours; Investment Related. 2. Black Angus; Rochester MN 55906; Owner - Cattle company; 05/01/2003; .5 hours per day - not during securities trading hours; Not Investment Related. 3. Farm Land Rental; Rochester, MN 55906; Owner; 09/16/2022; 5 Hours per Month; Not during securities trading hours; Investment-Related. 4. Farm House Rental; Rochester, MN 55906; Owner; 01/02/2023; 10 Hours per Month; Not during securities trading hours; Investment-Related. 5. Timber & Firewood Sales; Rochester, MN 55906; Selling timber to timber buyers and harvesting firewood; Owner/Operator; 09/16/2022; 15 Hours per Month; Not during securities trading hours; Not Investment-Related. 6. Joe Powers Rochester MN Running for Mayor; 3730 Mayowood Rd SW Rochester, MN 55902; Joe Powers is possibly running for Mayor; Volunteer for his Political Campaign seeking to become Mayor; I would envision this to be handing out pamphlets, possibly calling people to let them know that Joe is running and needs their vote, or even giving a presentation about why this city needs someone like Joe to be the Mayor; 03/23/2026; 5hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-05 |
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