Thomas A. Mcmullen

Current Employers

Employment History

• 11/2013 → Present
  Ubs Financial Services Inc
  San Diego, CA

Previous Registrations

• 2003-01-29 → 2009-03-13
  Citigroup Global Markets Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

1) Craft Corn / United States / 240 South Cedros Avenue / Solana Beach / California / United States / 92075 / www.eatcraftcorn.com / No / Company / / Food, Beverages & Tobacco / / Gourmet popcorn / Active Advisor or advisory group member if advice given may influence an officer/board / / Help my wife with her business in any way possible with advice, sales and help with functions she participates in selling popcorn. / 1 / No No / No / No / 43380 / / No / / No / / No / No / / / Yes / San Diego, California / No / / No / / Married to owner. Small family run business / No, start date-10/7/2018 2) HN9 X2 LLC/ investment related?:yes / Williamsville, New York, 14221/ Real Estate/ The entity was formed to invest in real estate related projects involving the ownership of, development of, the leasing/rental of and sale of physical property./ Partner/ I am a passive investor in this entity and am looking for returns commensurate with my risk. No active role or duty./ start date: 12/31/2021 3)HN7 LLC/ Category-It is an LLC set up to invest in real estate/ Principal Business Activity- The entity was formed to invest in real estate related projects./ Role -Partner/ Duty- Passive investor who is looking to generate returns and willing to take the risk that goes along with real estate activity of this type.I have no formal duties for the investment. Passive investor who will contribute risk capital./ Comp-No, start date-12/31/2021 4) Sonas LLC/ Category- Company/ Principal Business Activity- The entity was formed to invest in real estate related projects involving the ownership of, development of, the leasing/rental of and sale of physical property./ Role -Partner/ Duty- I am a passive investor in this entity and am looking for returns commensurate with my risk. No active role or duty./ Comp -No, start date-11/30/2020 5) Alabama rental property, Rental property, I own a rental property outright, 100%, Start date-9/8/2017, McCalla ALUnited States.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-01
• S63 Uniform Securities Agent State Law Examination
  1988-10-26

Other Names

• Thomas Arthur Mcmullen