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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-17
CO RA APPROVED 2005-10-28
  • TX RA
    APPROVED_RES
    Since 2009-08-17
  • CO RA
    APPROVED
    Since 2005-10-28

Branch Locations

2000 S Colorado Blvd, Tower Ii Suite 800, Denver, CO 80222 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Denver CO 10/2005 Present
Massmutual Life Insurance Company Denver CO 10/2005 Present
Previous Registrations
  • 2001-03-05 → 2005-10-31
    Osaic Fa, Inc.
    Denver, CO
Other Businesses

(1) NAME: GT FINANCIAL GROUP, INC. INV REL: Y ADD: 2000 S COLORADO BLVD, TOWER 2 - SUITE 800, DENVER, CO 80222 NATURE: OUTSIDE INSURANCE - LIFE, DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES POSITION: CEO START DATE: 2001 HR/MO: 0.01 HR/MO DURING SEC TRADING: 0 DUTIES: VERY OCCASSIONAL SALES OF LIFE INSURANCE PRODUCTS OUTSIDE OF MASSMUTUAL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-02
S63 Uniform Securities Agent State Law Examination 1996-05-13
  • S65 Uniform Investment Adviser Law Examination
    2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-05-13
Other Names
  • Gregory Blair Thomas
  • Greg Thomas

View on SEC IAPD

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