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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-18
SC RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2015-09-18
  • SC RA
    APPROVED
    Since 2009-10-23

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pawleys Island SC 10/2009 Present
Bank Of America, N.A. Pawleys Island SC 10/2013 Present
Previous Registrations
  • 1998-01-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Pawleys Island, SC
    Pawley'S Island, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-22
S63 Uniform Securities Agent State Law Examination 1988-10-10
  • S65 Uniform Investment Adviser Law Examination
    1995-09-22
  • S63 Uniform Securities Agent State Law Examination
    1988-10-10
Other Names
  • Scott E Hurston

View on SEC IAPD

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