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Jaime Antonio Fals

Jefferies Investment Advisers LLC

New York, NY

Miami, FL

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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-03-18
SC RA APPROVED 2026-03-16
AL RA APPROVED 2026-03-12
NC RA APPROVED 2026-03-12
CA RA APPROVED 2025-08-22
NY RA APPROVED 2025-08-22
FL RA APPROVED 2023-06-19
  • IN RA
    APPROVED
    Since 2026-03-18
  • SC RA
    APPROVED
    Since 2026-03-16
  • AL RA
    APPROVED
    Since 2026-03-12
  • NC RA
    APPROVED
    Since 2026-03-12
  • CA RA
    APPROVED
    Since 2025-08-22
  • NY RA
    APPROVED
    Since 2025-08-22
  • FL RA
    APPROVED
    Since 2023-06-19

Branch Locations

520 Madison Avenue, New York, NY 10022 • United States

1450 Brickell Avenue Suite 1710, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc Miami FL 07/2015 Present
  • 07/2015 → Present
    Jefferies Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-07
S63 Uniform Securities Agent State Law Examination 1995-08-18
  • S66 Uniform Combined State Law Examination
    2008-01-07
  • S63 Uniform Securities Agent State Law Examination
    1995-08-18
Other Names
  • Jaime Antonio Fals
  • Fals (Jr) Antonio Jaime Antonio
  • (Jr) Antonio Fals

View on SEC IAPD

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